SRA compliance — 5 common regulatory pitfalls every solicitor must avoid

We explore the regulatory risks that threaten solicitors’ clients, firms and professional standing and highlight the five most common pitfalls to avoid.
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We provide strategic and commercially focused legal support to professional services businesses, including accountants, lawyers, IFAs (independent financial advisors) and insurance brokers.
Our dedicated team builds long-standing, trusted relationships that help you to maintain operational efficiency, manage risk and achieve your commercial goals.
With expertise in regulatory compliance, professional conduct and regulation, corporate defence, disputes and litigation, corporate transactions, intellectual property, data protection, commercial contracts, partnership and shareholder rights and disputes, employment law and much more, we can call on the expertise of a vast range of legal experts to support you with whatever support you require, whenever you require it.
We know that — just like ourselves — many professional services firms are looking to work with trusted advisors who are equally committed to creating genuine impact in relation to community, society and the environment.
As a purpose-led business and certified B Corp, we share your values and can help you to fulfil your ambitions and objectives.
To speak with our specialists about tailored support for your firm, call 0333 004 4488, email hello@brabners.com or fill in our contact form.

Our professional services team is led by experienced corporate lawyer John Spofforth. Recognised as a 'Leading Partner' by The Legal 500 2025, John is a trusted advisor to various firms and businesses. He has worked with many professional services businesses — both nationally and internationally — for more than 20 years.
Oliver Andrews leads our offering to fellow law firms. A highly astute commercial litigator and former corporate lawyer, he handles commercial disputes with a focus on commercial contract claims as well as partnership, shareholder, director and other company-related disputes. Oliver has been recognised as a 'Rising Star' by The Legal 500 for 2023 and 2024 and a 'Leading Associate' for 2025. As proud members of ALFMA (the Association of Law Firm Merger Advisers), we’re accredited advisors to many law firms throughout the M&A process and beyond.
Nikki Whittle is vastly experienced in acting for accountants and insurance brokers, especially in the M&A arena. An experienced corporate and insolvency lawyer recognised as a 'Next Generation Partner' by The Legal 500 2025, Nikki advises various financial institutions, company directors and shareholders and acts for insolvency practitioners (both pre- and post-appointment).
Louise Scholes is an experienced and versatile private client lawyer who works with intermediaries like IFAs, wealth managers, accountants and other professionals as part of her day-to-day work. Recognised as a 'Leading Partner' by The Legal 500 2025, Louise deals with Will drafting, inheritance tax planning, estate administration, Lasting Powers of Attorney, succession planning and trust work.





We explore the regulatory risks that threaten solicitors’ clients, firms and professional standing and highlight the five most common pitfalls to avoid.
Read more

We share ten top tips for preventing partnership disputes and guidance on recognising the warning signs and responding effectively if conflict does arise.
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We explore the succession options available to law firm partners — from partner buy‑outs to private equity sales, acquisitions and EOTs.
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We explore why a law firm might favour an employee ownership model and outline the common themes behind their choice.
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We explore some of the key changes from the 2025 Autumn Budget that professionals should watch out for.
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